WILEY SERIES 65 EXAM REVIEW 2017 The Uniform Investment Adviser Law Examination 1st edition by Wiley ISBN 1119379744 978-1119379744
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Product details:
ISBN 10: 1119379744
ISBN 13: 978-1119379744
Author: Wiley
The go-to guide to acing the Series 65 Exam!
Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives.
An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2017 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you’re prepared mentally and strategically to take the test, it features:
- Dozens of examples
- Assorted practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 65 Exam Review 2017 is your ticket to passing the Uniform Investment Adviser Law Examination—with flying colors!
WILEY SERIES 65 EXAM REVIEW 2017 The Uniform Investment Adviser Law Examination 1st Table of contents:
About the Series 65 Exam xxi
About This Book xxv
About the Test Bank xxvii
About the Securities Institute of America xxix
chapter 1 Equity Securities 1
chapter 2 Corporate and Municipal Debt Securities 35
chapter 3 Government and Government Agency Issues 69
chapter 4 Investment Companies 81
chapter 5 Variable Annuities and Retirement Plans 115
chapter 6 Fundamental and Technical Analysis 149
chapter 7 Economic Fundamentals 169
chapter 8 Recommendations, Professional Conduct, and Taxation 187
chapter 9 Securities Industry Rules and Regulations 227
chapter 10 Trading Securities 253
chapter 11 Options 279
chapter 12 Definition of Terms 307
chapter 13 Registration of Broker Dealers, Investment Advisers, and Agents 327
chapter 14 Securities Registration, Exempt Securities, and Exempt Transactions 353
chapter 15 State Securities Administrator: The Uniform Securities Act 369
Answer Keys 387
Glossary of Exam Terms 401
Index 467
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