WILEY SERIES 7 EXAM REVIEW 2017 The General Securities Representative Examination 1st edition by Wiley – Ebook PDF Instant Download/Delivery: 1119379751, 978-1119379751
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Product details:
ISBN 10: 1119379751
ISBN 13: 978-1119379751
Author: Wiley
The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO’s), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores.
The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell:
- Public offerings and/or private placements of corporate securities (stocks and bonds)
- rights
- warrants
- mutual funds
- money market funds
- unit investment trusts
- REITS
- asset-backed securities
- mortgage-backed securities
- options
- options on mortgage-backed securities
- municipal securities
- government securities
- repos and certificates of accrual on government securities
- direct participation programs
- securities traders
- venture capital
- ETFs
- hedge funds
WILEY SERIES 7 EXAM REVIEW 2017 The General Securities Representative Examination 1st Table of contents:
About the Series 7 Exam xxiii
About This Book xxvii
About the Test Bank xxviii
About the Securities Institute of America xxix
Chapter 1 Equity Securities 1
Chapter 2 Debt Securities 29
Chapter 3 Government Securities 55
Chapter 4 Municipal Securities 65
Chapter 5 The Money Market 109
Chapter 6 Economic Fundamentals 117
Chapter 7 Options 133
Chapter 8 Mutual Funds 199
Chapter 9 Variable Annuities 241
Chapter 10 Issuing Corporate Securities 257
Chapter 11 Trading Securities 277
Chapter 12 Customer Accounts 311
Chapter 13 Margin Accounts 333
Chapter 14 Retirement Plans 353
Chapter 15 Brokerage Office Procedure 375
Chapter 16 Fundamental and Technical Analysis 395
Chapter 17 Direct Participation Programs 413
Chapter 18 Customer Recommendations, Professional Conduct, and Taxation 427
Chapter 19 Securities Industry Rules and Regulations 457
Answer Keys 497
Glossary of Exam Terms 515
Index 581
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